A Sample of Our Experts
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Robert W. Doty, Esq.
President and Proprietor, AGFS

Municipal securities; public finance; types of municipal securities issues; risks; application of federal and state securities laws and common law; due diligence and disclosure;...

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Patricia Koetting
PKoetting & Associates

Account Analysis, Profit and Loss, Out of Pocket, Damage Calculations, Asset Allocation, Turnover, Cost to Equity, Commission Analysis, Market Adjusted Damages, Benchmark...

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Brian Lenart
CEO, BDL Compliance Consulting

I have had extensive experience with expert witness engagements and testimony having been involved in numerous cases concerning a wide array of securities industry issues...

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Jeffery E. Schaff
Ardor Fiduciary Services, Ltd.

Brokerage sales and supervision Investment fiduciary duties of Investment advisors and trustees Analysis of complex investments and strategies

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Sidney D. Krasner
Principal, SD Krasner Associates

I manage litigation support services with a concentration in securities and commodities brokerage. My focus is supervision, compliance, suitability, branch management, options...

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Carrie Wisniewski
President, B/D Compliance Associates, Inc.

Broker/dealer compliance, supervisory systems, suitability, investment analysis, private placements, public offerings, due diligence, employment disputes, main and branch...

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Mason Alan Dinehart III
Owner and founder, FEND - Financial Education Network Development

Mr. Dinehart is a FINRA Arbitrator and expert with nearly 4 decades of industry experience, including a branch manager for 3  firms. He has testified in over 300 arbitrations...

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Charles Porten
CZP Associates

Fiduciary duty, standards of care, suitability, supervision, mutual funds, hedge funds, trust accounts, advisory accounts, portfolio management, investment research, structured...

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Who We Are


The Securities Experts Roundtable ("SER") is a group of professionals with significant experience as testifying and consulting experts in securities, business and investment-related litigation. SER traces its founding to a 1993 gathering of a small group of expert witnesses who knew and enjoyed each other's company and found benefit sharing experiences and expertise. Founder members literally held early meetings seated at a large table in the hotel where they gathered.

Today, SER has members all across the country and conducts its business exempt from federal income tax under Section 501(c) (6) of the Internal Revenue Code. Our members have impressive academic credentials and career accomplishments in accounting; asset and wealth management; business leadership and corporate governance; corporate finance and investment banking; the law; securities sales; trading and research and academe. Members, acting individually and not under the SER umbrella, provide expert witness services such as production of formal expert reports; testimonial work in federal and state courts, arbitration and mediation (AAA, FINRA, JAMS etc.) and SEC proceedings and in non-testimonial consultation.

Our two-day annual membership meeting, traditionally held in August, offers a series of professional education programs with prominent outside speakers and events offering camaraderie and networking opportunities - all in very pleasant surroundings.

To find an expert that fits your needs, use our "Find an Expert" search page. Use the contact information provided in each member's profile to contact that member directly.  Our securities experts include expertise in supervision, suitability, margin, damages, options and portfolio analysis. 

SER encourages the pro bono participation of our members in Legal Clinics, several of which are affiliated with law schools, by teaching, consulting, and providing expert testimonial services.

In addition, we support and improve the process of securities dispute resolution through participation in conferences, committees, and meetings of other organizations involved in the process of securities dispute resolution.

Select the link to see SER's position on:

 


The Securities Experts' Roundtable provides a password protected directory on this website for each member who wishes to provide contact information and a business profile. Individual SER members are responsible for all information contained on their personal profile. Some members have chosen to provide links to websites not maintained by SER. SER does not endorse any web sites, their sponsors, or any of the policies, activities, products, or services offered on the site or by any advertiser on the site.

Securities Experts' Roundtable, Inc. is a Professional Business League 501(c)6 non-profit corporation.

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