Sander Ressler


Managing Partner, Your Securities Consultants, LLC
2175 S. Ocean Blvd. #406
Delray Beach, fl 33483

Work: 303-594-8237
Cell: 303-594-8237
sandman963@aol.com
Website

Expertise
Suitability Supervision Due Diligence Sales Practices Concentration Margin Options

Bio
Sander Resslerís expertise in financial services compliance and operations is both broad and deep. He has more than 20 years of hands-on, frontline experience with broker-dealers and registered investment advisers. Sander began his career working for a regulator and subsequently has worked in senior compliance positions for financial services companies including but not limited to American Express, American General Life Insurance, AIG, ING and Societe Generale. Most recently, Sander has focused his efforts on assisting financial institutions with compliance-related issues such as Anti-Money Laundering, Fraud Prevention and Remediation, Supervision, independent Internal Investigations and Procedural Testing. Sander has led more than 20 regulatory examinations conducted by the SEC, FINRA, and various state departments governing banking, securities and insurance. Sander currently holds the Series 7, 24 and 63 securities licenses.