Larry Kimmel


Compliance Consultant, lkimmel@sententiallc.com
Port Washington, NY 11050

Work: 212-802-7302
Cell: 516-650-0204
pwsunset@gmail.com
Website
lkimmel@sententiallc.com

Expertise
Compliance experience in both equities and fixed income securities. Brokerage, investment advisory, hedge funds, AML, Operations.

Bio
I have served on over two dozen NYSE & FINRA arbitration panels. I have served as an expert in two FINRA arbitrations, one class action suit and co authored an expert report on behalf of the SEC.