Principal, Falk Financial Analysis
441 Bloom Lane
Novato, CA 94947
Profit and Loss, Damage Calculation, Calculation of Damages, Custom Exhibit Design, Cost to Equity, Turnover, Timeline, Market Adjusted Damages, Concentration By Sector, Account Analysis, Damages Consulting, What If, Employment Damages, Forgiveable Loan Damages, Promissory Note Damages, Intra Industry, Margin, Options, Stocks, Bonds, UITs, ETFs, Mutual Funds, Alternative
Independent consultant with over 21 years experience producing statistical analysis reports of securities accounts. Retained by securities attorneys, expert witnesses, individual investors, and brokerage firms representing both Claimants and Respondents. Produced analysis reports in more than 1500 cases since opening Falk Financial Analysis (formerly known as Finance Outsource) in 2000.
Testified in more than seventy FINRA (NASD) and AAA hearings as well as in court.
Bachelor of Arts in Political Science • University of California at Davis – Davis, CA (1996)
SECURITIES EXPERTS’ ROUNDTABLE - PRESIDENT-ELECT, DIRECTOR, AND VOTING MEMBER 1/2009 to Present
Current President-Elect and member of the Board of Directors. Past Treasurer and Chair of the Finance Committee. Currently serving on the Public Relations Committee.
UNIVERSITY OF SAN FRANCISCO SCHOOL OF LAW – San Francisco, CA 9/2006 to 06/2015
Taught calculation of damages and related topics to second and third year law students in the Investor Justice Project class and clinic. Started as a guest lecturer on this subject the spring of 2005.
UNIVERSITY OF SAN FRANCISCO SCHOOL OF LAW – San Francisco, CA 9/2005 to Present
Member of the Board of Advisors for the Investor Justice Project
Appointed to this position in 2005.
ALBANY LAW SCHOOL – Albany, NY Spring 2011
Guest Lecturer for the Securities Arbitration Clinic