The Securities Experts Roundtable (SER) is a member organization that provides continuing professional education and promotes ethics and integrity among its members while remaining dispute neutral as an organization. An annual summer member conference, a dedicated web site, and ongoing member networking are the primary tools SER employs to maintain its premier position in the expert witness field.
SER members are a group of experienced finance and investment professionals engaged in all aspects of dispute resolution involving securities, investment-related matters and securities industry employment disputes. They serve as neutral arbitrators and mediators, and as consultants and testifying experts where they seek to provide clarity and perspective to assist parties in direct negotiations and mediation, appearing in federal and state courts, before FINRA, AAA and JAMS arbitration hearings, before the SEC and state securities regulators.
Securities Experts and Expert Witnesses — Join us to access Member-Only Benefits: email members, view articles and webcasts in the Library, edit your profile, access member Q&A.
Find an Expert
Use our Search feature to view all of our Securities Experts, or to find one with specific qualifications. Contact our Securities Experts directly from their profile data. Members provide services individually and not under SER's umbrella.
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New(er) Member Meet & Greet
Newer SER members are invited to join President Bob Graham and President-Elect Elizabeth Falk on Zoom for an hour of conversation on making the most of your membership. Registration is required.