Sander Ressler

Managing Director, Essential Edge Companies
16035 Rosecroft Terrace
Delray Beach, FL 33446

Work: 303-594-8237
Cell: 303-594-8237

Case Evaluations Churning Concentration Damage Calculations Due Diligence Failure to Execute Trades Identity Theft Margin Options Misrepresentation and Omissions Sales Practices Suitability Supervision

Sander Resslerís expertise in financial services compliance and operations is broad, deep and current. He has more than 20 years of hands-on, frontline experience with broker-dealers and registered investment advisers. Sander began his career working for a regulator and subsequently assumed senior compliance positions for financial services companies including, but not limited to: American Express, American General Life Insurance, AIG, ING and Societe Generale.

Most recently, as Managing Director of Essential Edge Compliance Outsourcing Services, LLC, Sander has focused his efforts on assisting financial institutions with compliance-related issues such as anti-money laundering, fraud prevention and remediation, supervision, independent internal investigations and procedural testing. With a nation-wide portfolio, he has led more than 20 regulatory examinations conducted by the SEC, FINRA, and various state departments governing banking, securities and insurance. As Managing Director of Essential Edge Regulatory and Legal Support Services, LLC (fka Your Securities Consultants, LLC), Sander has performed more than 90 branch office exams for independent broker/dealers and RIAs in the last 5 years.

As part of his consulting practice, Sander has served as an expert witness in 140+ arbitrations and 20 mediations on broker/dealer issues. Further details are online at:

He has held the Series 7, 24 and 63 securities licenses.

Curriculum Vitae