Larry Kimmel

Compliance Consultant,
Port Washington, NY 11050

Work: 212-802-7302
Cell: 516-650-0204

Compliance experience in both equities and fixed income securities. Brokerage, investment advisory, hedge funds, AML, Operations.

I have served on over two dozen NYSE & FINRA arbitration panels. I have served as an expert in two FINRA arbitrations, one class action suit and co authored an expert report on behalf of the SEC.

Curriculum Vitae