Expertise
–Broker-dealer Custom and Practice
– Financial Services Risk Management
– Trading and Markets
– Market manipulation and disruptive trading
– Investment Management, due diligence, and disclosure practices
– The Duties and Responsibilities of Broker Dealers, Custodians, and Investment Advisors
–Regulatory compliance
–Fraud investigations
–Custody and Settlement
–Fiduciary Duties
–Trust management
Hollie M. Mason  

Senior Consultant, The Brattle Group
1800 M Street NW
Washington , DC 20036

Work: 202-908-2616
Cell: 402-968-8589
hollie.mason@brattle.com
www.brattle.com/experts/hollie-mason
LinkedIn
Expertise
–Broker-dealer Custom and Practice
– Financial Services Risk Management
– Trading and Markets
– Market manipulation and disruptive trading
– Investment Management, due diligence, and disclosure practices
– The Duties and Responsibilities of Broker Dealers, Custodians, and Investment Advisors
–Regulatory compliance
–Fraud investigations
–Custody and Settlement
–Fiduciary Duties
–Trust management

Recent publications include:

Link to Article:
http://hr.cch.com/hld/Broker-Dealers-and-Financial-Services-Firms-Increased-Scrutiny-re-COVID-19_5-06-20202_final_locked.pdf

Curriculum Vitae