Jeff Holik is a seasoned attorney and financial services professional with 25 years of securities industry experience. Jeff's work reflects his long tenure as a senior leader with NASD Regulation (now FINRA), followed by many years as chief legal officer of the broker-dealer and retail adviser affiliates of PNC Bank. Jeff's foundational experience as a litigator at two national law firms contributes to his superb testimonial skills.
Jeff accepts engagements involving a variety of issues with focus on retail securities sales practices, FINRA rules and policy, and industry compliance practices. Jeff has been qualified as an expert in numerous contested matters.