Expertise
FINRA, SEC sales practice, broker-dealers and investment advisers
(For search purposes, not intended to be a comprehensive list)
Thomas M. Selman   JD, CFA

Scopus Financial Group
1221 Woodside Parkway, Maryland
Silver Spring, MD 20910

Work: 914-296-4346
tomselman@scopusfinancial.com
www.scopusfinancial.com
LinkedIn
Expertise
FINRA, SEC sales practice, broker-dealers and investment advisers
(For search purposes, not intended to be a comprehensive list)

Former FINRA Executive Vice President for Regulatory Policy and Legal Compliance Officer. Expertise in FINRA and SEC rules, Reg BI, Form CRS, 1940 Acts.

Curriculum Vitae

SER Associate Member