Expertise
FINRA, SEC sales practice, broker-dealers and investment advisers
(For search purposes, not intended to be a comprehensive list)
Thomas M. Selman   JD, CFA

Scopus Financial Group
1221 Woodside Parkway, Maryland
Silver Spring, MD 20910

Work: 914-296-4346
tomselman@scopusfinancial.com
www.scopusfinancial.com
LinkedIn
Expertise
FINRA, SEC sales practice, broker-dealers and investment advisers
(For search purposes, not intended to be a comprehensive list)

Former FINRA Executive Vice President for Regulatory Policy and Legal Compliance Officer. Expertise in FINRA and SEC rules, Reg BI, Form CRS, 1940 Acts.

Curriculum Vitae

SER Associate Member

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Contact Us   

The Securities Experts' Roundtable provides a password protected directory on this website for each member who wishes to provide contact information and a business profile. Individual SER members are responsible for all information contained on their personal profile. Some members have chosen to provide links to websites not maintained by SER. SER does not endorse any web sites, their sponsors, or any of the policies, activities, products, or services offered on the site or by any advertiser on the site.
Securities Experts' Roundtable, Inc. is a
Professional Business League 501(c)6 non-profit corporation.

All content © Securities Experts Roundtable

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