Expertise
FINRA, SEC sales practice, broker-dealers and investment advisers
Thomas M. Selman   JD, CFA

Scopus Financial Group
1221 Woodside Parkway, Maryland
Silver Spring, MD 20910

Work: 914-296-4346
tomselman@scopusfinancial.com
www.scopusfinancial.com
LinkedIn
Expertise
FINRA, SEC sales practice, broker-dealers and investment advisers

Former FINRA Executive Vice President for Regulatory Policy and Legal Compliance Officer. Expertise in FINRA and SEC rules, Reg BI, Form CRS, 1940 Acts.

Curriculum Vitae