Expertise
Estates, Standard of Care. Fiduciary Duty. Trustee Duty. Due Diligence. Conflicts of Interest. Private and Corporate Trustees.
RIA, Broker Dealer, Reg BI, Accredited Investor, Portfolio Construction, Special Entities, Wealth Office.
Case Strategy. Complex Transactions, Situations. Practice, Protocols, Regulations. Intra-Industry Analysis. Employment Disputes. Client Complaints, Sales Practices.
Suitability. Asset Allocation. Wealth Management. Oversight, Supervision, Misrepresentations, Omissions. Specialty & Closely Held Assets. Crypto.
Risk Management. Internal and External Fraud, Defalcation. Fraud Investigation. Ponzi Scheme. Criminal Activity. Reputational Risk.
Private Banking. Retail Banking. Commercial and Business Banking. Lending. Cash Management. 1031 Exchange, TIC, DST and QOZ. Closely Held Assets. Real Estate. Fractional Ownership. Business Interests.
International.
FINRA, OCC, DFPI
CTFA & CFE.
(For search purposes, not intended to be a comprehensive list)
Expertise
Estates, Standard of Care. Fiduciary Duty. Trustee Duty. Due Diligence. Conflicts of Interest. Private and Corporate Trustees.
RIA, Broker Dealer, Reg BI, Accredited Investor, Portfolio Construction, Special Entities, Wealth Office.
Case Strategy. Complex Transactions, Situations. Practice, Protocols, Regulations. Intra-Industry Analysis. Employment Disputes. Client Complaints, Sales Practices.
Suitability. Asset Allocation. Wealth Management. Oversight, Supervision, Misrepresentations, Omissions. Specialty & Closely Held Assets. Crypto.
Risk Management. Internal and External Fraud, Defalcation. Fraud Investigation. Ponzi Scheme. Criminal Activity. Reputational Risk.
Private Banking. Retail Banking. Commercial and Business Banking. Lending. Cash Management. 1031 Exchange, TIC, DST and QOZ. Closely Held Assets. Real Estate. Fractional Ownership. Business Interests.
International.
FINRA, OCC, DFPI
CTFA & CFE.
(For search purposes, not intended to be a comprehensive list)
With over 35 years of experience in the financial services profession, Mr. Kronvall is the founder of Esoteric Advisors an expert consulting firm that specializes in unique areas of knowledge. Steadfast in seeking the facts and unflappable in our demeanor, we are experienced experts in both civil and criminal cases. Our mission is to make specialized areas of financial services understandable to everyone in plain simple terms.
Mr. Kronvall is also the founder and chief compliance officer at Wealth Innovation, a Registered Investment Advisory Firm.
Previously, as a Region Manager and later as a Wealth Manager at a Fortune 500 financial services company, I collaborated with several leaders across multiple business lines to establish a unique hybrid Ultra High Net Worth Montecito Wealth office. My responsibilities included overseeing risk management, human resources, public relations, and corporate leadership.
Bachelor of Arts in Political Science, California State Polytechnical University, Humboldt. Finance and Banking Graduate, Pacific Coast Banking School.
Certified Trust and Fiduciary Advisor, CTFA. Certified Fraud Examiner, CFE.
California Real Estate license, a California life and disability license, and Series 7 now a Series 7TO under FINRA MQP; Series 66 as an IAR with Wealth Innovation.
Curriculum Vitae
SER Voting Member
