Expertise
Fiduciary duty, standards of care, suitability, supervision, mutual funds, hedge funds, trust accounts, advisory accounts, portfolio management, investment research, structured finance, ARS, equities, fixed income
Charles Porten   

CZP Associates

Work: 203-454-4615
czp1@optonline.net
www.charlesporten.com
Expertise
Fiduciary duty, standards of care, suitability, supervision, mutual funds, hedge funds, trust accounts, advisory accounts, portfolio management, investment research, structured finance, ARS, equities, fixed income

Registered investment advisor and consultant to institutional, corporate, regulatory, and private clients. Extensive background within broker-dealer, investment advisor, and bank trust environments, overseeing organizations staffed by as many as 100 personnel in managing asset bases as high as $20 billion. Career includes work as an analyst, research director, portfolio manager, chief investment officer, and business manager. Have been qualified to testify on suitability, fiduciary duty, supervision, churning, and standards of care in matters involving mutual funds, hedge funds, exchange funds, brokerage accounts, advisory accounts, and trust accounts. Email:czp1@optonline.net

Curriculum Vitae