Expertise
Serving as a Consulting Expert and Testifying Expert for over two hundred (200) securities and investment-related cases, Jack Herrmann's objective always is to be better prepared and more credible than opposing Attorneys and opposing Experts.

Jack Herrmann remains active as a neutral FINRA-trained and approved Arbitrator and Mediator.

He opines on issues including but not limited to securities industry rules and regulations, industry standards of care, fiduciary duty, conflicts of interest, supervision, suitability, sales practices, securities industry employment disputes, Ponzi schemes, money laundering, margin trading, damages and others.

(For search purposes, not intended to be a comprehensive list)
Jack Herrmann   

Founding Member, Herrmann Dispute Resolution Services, LLC
1 East Battery
Charleston, SC 29401

Work: 843-437-5562
Cell: 843-437-5562
fjherrmann123@gmail.com
Expertise
Serving as a Consulting Expert and Testifying Expert for over two hundred (200) securities and investment-related cases, Jack Herrmann's objective always is to be better prepared and more credible than opposing Attorneys and opposing Experts.

Jack Herrmann remains active as a neutral FINRA-trained and approved Arbitrator and Mediator.

He opines on issues including but not limited to securities industry rules and regulations, industry standards of care, fiduciary duty, conflicts of interest, supervision, suitability, sales practices, securities industry employment disputes, Ponzi schemes, money laundering, margin trading, damages and others.

(For search purposes, not intended to be a comprehensive list)

Jack Herrmann graduated from Phillips Academy in Andover, MA and from Washington and Lee University in Lexington, VA earning a Bachelor of Science degree with special attainments in Business Administration.

Jack Herrmann has over thirty (30) years of experience in the investment business, including serving clients as a broker, Portfolio Manager and founder of a private Registered Investment Advisor. His broker-dealer managerial assignments included serving as Branch Manager, Resident Managing Officer and a Manager of Branch Administration.

He has provided investment consulting and advisory services to the U.S. Department of Justice in Washington, DC; a state agency; a state Bar Foundation; bankruptcy Trustees; law firms; private foundations; Trusts and Estates; businesses; professional groups; individuals and families.

For more than twenty (20) years Jack Herrmann has assisted Defense Attorneys as well as Plaintiff Attorneys as a Consulting Expert and Testifying Expert for more than two hundred (200) securities and investment-related disputes of all types. Cases are in federal and state court, before FINRA, AAA and JAMS arbitrations, and before federal and state securities regulators.

For ten (10) years Jack Herrmann served on the Board of a private foundation, and the last three years served as Chair of the Finance and Investment Committee. That Committee monitors the Board's conformity with its fiduciary responsibility, and that of the Investment Advisor and Investment Managers. The foundation's current assets approximate $500 million.

Curriculum Vitae

SER Voting Member