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Welcome New Member Terrence Travis
June 14, 2024





















Visit Terrence's full profile here, or by clicking above.
 


Welcome New Member Richard Chen
June 12, 2024


Visit Richard's full profile here, or by clicking above.
 


Jeffrey Estella was a Fintech Podcast Guest and Moderated a Panel on Outsourced Trading
June 5, 2024





















Visit Jeff's full profile here
"At the Forefront: Fintech Conversations" podcast episode here
"Outsourced Trading: Streamlining Operations for Enhanced Performance" panel here
 


SER Opens Registration for 2024 Annual Conference
April 30, 2024


 


Jeffrey Estella Contributed to an Article in Traders Magazine
April 19, 2024

MEMBER HIGHLIGHT - SER member Jeffrey Estella contributed to a recent article in Traders Magazine entitled, "Trading Smarter With Algo Wheels", written by Anna Lyudvig. The article explores algo wheels in buy-side trading, detailing their evolution, benefits, and risks. Experts discuss their impact on bias removal, execution quality, and automation. It covers various types of algo wheels, their benefits, and future advancements, stressing the importance of data-driven decisions and unbiased implementation.


 
Welcome New Member William Patrick Wright
April 16, 2024





















Visit William's full profile here, or by clicking above.

 


Welcome New Member Robert W Lowry
April 2, 2024

 

 

 

 

 

 

 

 

 

 

 

Visit Robert's full profile here, or by clicking above.


 
Ross Tulman, Jerry DeNigris, and Jack Herrmann Hosted an Interactive Meeting for SER Members
March 28, 2024

ROUNDTABLE NEWS - SER Past President Ross Tulman, and long-time members Jerry DeNigris and Jack Herrmannhosted an interactive meeting for SER members on March 15th, titled "When & Why Does the Trier of Fact Hit the Off Switch?" Panelists shared their best practices while under oath. The focus was on gaining credibility consistently with panels, juries, and judges as well as other times, such as mediations, where an expert is not under oath. With hundreds of hours on the witness stand individually, each speaker agreed that the expert's obligation under oath is to the trier of fact. At the conclusion, SER member Roger M. Deitz, an experienced counsel, mediator, and arbitrator for over three decades, confirmed that credibility was key to a panel’s accepting expert testimony. He shared with members: "The amount of credibility an expert gains by answering questions, even when the answers may not be helpful to her or his  client, is enormous and materially enhances the impact of all the testimony."  For more SER member events, please check our calendar of Upcoming Events.


 
Jeffrey Estella and Michael Cashel were Featured Guests on a Fintech Podcast
March 21, 2024

MEMBER HIGHLIGHT - SER members Jeffrey Estella and Michael Cashel were recent guests on the podcast: "At the Forefront: Fintech Conversations", hosted by Forefront VP and Head of Content Sam Belden. They discuss 2024 capital market trends, including asset management challenges, brokerage technology perspectives, liquidity complexities, and the role of investment technology providers. They also briefly touch on Mike's involvement with NWTN Motors, a Dubai-based electric vehicle company. Jeff brought the episode to our attention and added "It was a treat to collaborate with Mike on this podcast, and his deep institutional brokerage and technology experience was invaluable.“ When asked about his experience, Michael responded, "It was very kind of Jeff to include me in his collaboration with Forefront. Jeff’s insights into how the buyside approaches the issues we covered are only possible from someone who has devoted his career to the institutional asset management industry." The podcast will be stored in SER's Library for future reference.


 
Rick Ryder Authored a Recent Article Analyzing FINRA's 2023 Dispute Resolution Statistics
March 20, 2024

MEMBER HIGHLIGHT - SER member Rick Ryder authored a recent article analyzing FINRA's 2023 Dispute Resolution Statistics that were released in late January, "with a view to making observations about the process, the forum, and future caseloads." The article, "Seven Things You Should Know About the 2023 FINRA Stats Report", can be found on the Securities Arbitration Alert's ("SAA") blog. George Friedman, Editor in Chief of SAA and SER member, describes the article as "a detailed, yet succinct and thought-provoking analysis." SAA focuses exclusively on the practice and process of securities and commodities arbitration. Rick is an SAA Editorial Advisory Board member and the Founder and President of the Securities Arbitration Commentator, Inc. (“SAC”)


 

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