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SIFMA Webinar-Litigation Update
June 11, 2020

OUTSIDE NEWS - Members may be interested in attending a webinar hosted by SIFMA Compliance & Legal Society regarding the latest in regulatory and criminal litigation. Industry leaders and regulators will explore areas including: Individual accountability, disclosures, and coordination; What counts as cooperation for corporations these days; Navigating through privilege, case law on internal investigations, and regulator expectations; What’s old and what’s new for financial fraud; Accounting fraud; Insider trading; Spoofing; RICO; Developments in FCPA, AML, and sanctions. The event is complimentary to SIFMA members and $99 to non-members and will broadcast Thursday, June 18th from 1:00 – 2:30PM EDT. Pre-registration is required. For more information and a list of featured speakers, visit SIFMA's registration page


 


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