Recent Entries
«Return to Main Blog Page
SER Member Appointed Commissioner on CFP Disciplinary and Ethics Commission
October 19, 2020

MEMBER HIGHLIGHT - Alan J. Besnoff, CFP, ChFC, CLU is pleased to have recently been appointed by the CFP Board of Standards to serve as Commissioner on the Disciplinary and Ethics Commission. The Disciplinary and Ethics Commission is charged with reviewing and taking appropriate action with respect to alleged violations of the Code of Ethics and Standards of Conduct and conduct reviewed pursuant to the Fitness Standards for Candidates and Professionals Eligible for Reinstatement. Mr. Besnoff, along with fellow commissioners, will conduct hearings and settlement reviews on cases of alleged violations of the CFP Code of Ethics and Standards of Conduct. His term as Disciplinary and Ethics Commissioner is August 2020 through December 2021.


SER Members serve parties engaged in securities disputes. SER is a party-neutral organization. Items published in this Newsroom that express an opinion or a party bias are not reflective of SER's policy positions or its views as an organization. Items published in the Newsroom on this Website may also be published on SER's LinkedIn Page.

Members: To submit a news item to the Newsroom, first log in, then return to this page and press the button that will appear here.