Recent Entries
«Return to Main Blog Page
Colleen Diles to Speak at the 2023 NSCP National Conference
May 21, 2023

MEMBER HIGHLIGHT - SER member Colleen Diles will be a panelist at the 2023 NSCP National Conference in October. Her intermediate session, "BD LAB: Compliance Testing and Surveillance: Regulatory Expectations", explores the development of effective frameworks for monitoring, testing, and surveillance; deployment of a testing program; utilization of testing results to inform compliance priorities and remediation efforts; and factors for continually monitoring the effectiveness of testing and surveillance practices. For more information on this session, and other details on the event, visit the NSCP website.


SER Members serve parties engaged in securities disputes. SER is a party-neutral organization. Items published in this Newsroom that express an opinion or a party bias are not reflective of SER's policy positions or its views as an organization. Items published in the Newsroom on this Website may also be published on SER's LinkedIn Page.

Members: To submit a news item to the Newsroom, first log in, then return to this page and press the button that will appear here.