Newsroom

Recent Entries
«Return to Main Blog Page
Jesy LeBlanc and Kat Miller Host Virtual Panel on AI Considerations for Supporting Trade Desk
October 17, 2025

MEMBER HIGHLIGHT - SER Members Jesy LeBlanc and Kat Miller are hosting a free virtual event on November 5th at 12:00 CST on Artificial Intelligence Considerations for Supporting the Trade Desk. As co-founders of TRADEliance, Jesy and Kat will be partnering with Jim Lundy of Foley & Lardner to provide context and insights on the AI environment and share considerations and best practices for those supporting the trade desk. TRADElinace is a consulting firm providing services to Broker Dealer and Investment Adviser firms regarding trading operations and compliance matters. Their series, "Bullet Point Panels", are free virtual panels for broker dealers and investment advisors on industry hot topics or trends. The sessions are intended to be brief summaries of topics selected from recent enforcement actions or other relevant industry releases.

Click here for more information and to register for this free event.

 


 


SER Members serve parties engaged in securities disputes. SER is a party-neutral organization. Items published in this Newsroom that express an opinion or a party bias are not reflective of SER's policy positions or its views as an organization. Items published in the Newsroom on this Website may also be published on SER's LinkedIn Page.

Members: To submit a news item to the Newsroom, first log in, then return to this page and press the button that will appear here.