MEMBER HIGHLIGHT - SER Member Jesy LeBlanc will be co-hosting a free virtual event on May 6 at 12:00 CST - "Best Execution for Broker-Dealers". As co-founder of the consulting firm, TRADEliance, Jesy brings deep compliance and operational expertise shaped by years of supporting firms across the full trade lifecycle. This panel will share information about the rules governing best execution and their history, along with enforcement trends and best practices for firms to consider when creating or enhancing their programs. Click here to register for this free event. TRADEliance Bullet Point Panels are free virtual discussions designed to provide valuable insight on key industry issues for all employees at broker-dealer and investment adviser firms. See a list of past events here.
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