George W. Litteral
Principal, Banking Consulting
54 Weston Road
Weston, CT 06883
Work: (239) 919 - 6921
Cell: (239) 919 - 6921
Eastern Time Zone
Retail banking products and services. VP Private Banking. Branch management. Branch Leader awards. Northeast Who's Who in Banking.
Compliance: federal and state banking law, FINRA and SEC regulations and bank specific policies and procedures.
Bank acquisitions: Supervise organization transitions and impact on client relations and employee morale.
Employee management: Labor laws and bank policies. Employee conflict of interest and termination. Wrongful sales practices.
Brokerage: Asset allocation. Suitability. Churning. Over concentration. Supervision. Negligence. Misrepresentation.
Series 7,6,26,63,65 licenses. Life and health insurance licenses. Fixed and variable annuity license.
Sales: Southeast Top 10 Leader - Client Acquisition and Asset Growth. Northeast Top 5 Producer - Investment products. Seminar leader.
Retail banking career over 18 years at three major national banks in two high visibility geographic markets. VP. Private banker. Branch manager. Regional finance specialist. Prior small business owner 10 years.
Experience as bank representative for major community events. Seminar leadership. Tempered bank acquisition impact on client relations, employee morale and organization operations.
Sustained multi-year recognition and awards: Southeast Top Ten Leader - Asset Growth & Client Acquisition. Northeast Who's Who in Banking, Northeast Top Five Producer, Branch Leadership Award.
Ohio State University, Business Administration. NYU, Marketing and Sales.