Geraldine Genco Dube

Principal, Geraldine A. Genco Consulting
7 Country Club CIrcle
Tequesta, FL 33469

Work: 561 745-3893
Fax- 561 745 3894

She is a General Securities Principal & Representative, Investment Banking Representative, Operations Professional, Uniform Investment Adviser Law Exam. Ms. Genco provides consulting services regarding Compliance for Broker/Dealers and Investment Advisers. She has managed Registrations Advertising, Suitability, Exception Reporting, Private Placements, Variable Annuities, Anti-Money Laundering (AML) and Firm liaison for Self-regulatory Organization (“SRO”). She is domiciled in Florida.

Geraldine Genco (“GG”) Dube has provided Compliance Consulting & Expert Witness services since 1991.  Her career began in 1987 in New York City with a private banking affiliate of Chemical Bank.  She is a registered RR & RIA; has been retained for more than 400 cases and testified over 100 times.  Her services include Customized Compliance Support, Case evaluations, AML Certification, and Custom RIA Brochures.

She is a FINRA Arbitrator, Mayor emeritus for Tequesta, FL., and has served on the Board of several Pension funds.  Also a former Board Member for the Loxahatchee River Coordinating Council, an agency created by the State of Florida operating under federal guidelines.  Former Board Member for the Securities Experts Roundtable (until August 2013) she has served several other non-profit agencies in various capacities.

All services provided are confidential.