Raymond L. Aronson

Litigation and Arbitration Consultant, Raymond L. Aronson Securities Consulting
252 Isle Verde Way
Palm Beach Gardens, FL 33418

Work: 561-776-7036
Cell: 516-330-5044

Clearing, prime brokerage, supervision and compliance, complex trading questions, operations, industry practices and standards, hedge funds.

Raymond L. Aronson Securities Arbitration and Litigation Consulting 252 Isle Verde Way Palm Beach Gardens, FL 33418-1709 Work: 561-776-7036 Mobile: 516-330-5044 E-Mail: rayaronson@gmail.com

Ray Aronson is an independent securities arbitration and litigation consultant, engaged by law firms representing either claimants or respondents. He has more than 40 years of experience as an attorney in the securities industry with in-depth knowledge regarding the interpretation and application of federal securities laws and self-regulatory organization rules. As a Senior Managing Director in the Valuation, Opinion, and Testimony Group of Sutter Securities from 2004 to 2014, Ray has consulted and or testified in more than 60 matters, including FINRA arbitrations and court proceedings. Prior to joining Sutter Securities, Ray was senior counsel in the Law Department of Bear Stearns, becoming a Senior Managing Director in 1994. Ray served as Director of Compliance for Bear Stearns Securities Corporation, the firmís clearing division from 1999 to 2003. Formerly, he was Director of Compliance and General Counsel of Edward and Hanly, a New York Stock Exchange member organization and prior to that, Associate Director of Rulings at the American Stock Exchange. Ray received an A.B. at the University of Rochester and a J.D. from New York University School of Law.