Our Upcoming Events

1:00 PM
2:00 PM
It's Not Just AML
Join the SER's Colleen Diles as she moderates an informative session on Anti-Money Laundering (AML). Members Ross Delston, David MacNair and Catherine Mustico will cover a range of topics including AML pillars for broker-dealers and investment advisors, financial crimes, and the current regulatory environment. Gain insight into the differences between BDs and IAs, and hear from our experts on their experiences working on customer, BD/IA, and regulatory matters. Don't miss out on this informative session!

12:00 PM
2024 Annual Member Meeting & Conference
Washington, DC 
The 2024 Annual Member Meeting & Conference will be held at the SOFITEL HOTEL LAFAYETTE SQUARE in WASHINGTON D.C. The event will kickoff with lunch on Friday. The Annual Member Meeting will begin at 1:00pm immediately followed by the first general conference session. Highlights include a New Member breakfast on Friday morning, the Annual Member Dinner on Friday night and Saturday dinner at the prestigious Army-Navy Country Club. (Much appreciation to member Bruce Foerster for making the necessary introduction!)

Mark your calendar! Registration will open in April.