It's Not Just AML
Join SER's Colleen Diles as she moderates an informative session on Anti-Money Laundering (AML). Members Ross Delston, David MacNair and Catherine Mustico will cover a range of topics including AML pillars for broker-dealers and investment advisors, financial crimes, and the current regulatory environment. Gain insight into the differences between BDs and IAs, and hear from our experts on their experiences working on customer, BD/IA, and regulatory matters. Don't miss out on this informative session!