Expertise
US and international regulatory rules, Risk Management, policies and market practices. Margin policies and procedures, Prime Brokerage and Wealth Management business detailed understanding end to end. Product understanding end to end, including funding costs from a broker dealer perspective, as well as the client impact.
(For search purposes, not intended to be a comprehensive list)
Expertise
US and international regulatory rules, Risk Management, policies and market practices. Margin policies and procedures, Prime Brokerage and Wealth Management business detailed understanding end to end. Product understanding end to end, including funding costs from a broker dealer perspective, as well as the client impact.
(For search purposes, not intended to be a comprehensive list)
Senior Finance Executive with a proven track record of performance in management and leadership. Key product areas are business and relationship management, product development and improvement, Knowledge of all areas of operations, market and operational risk management, regulatory rules compliance, Broad experience across the product spectrum as well.
Curriculum Vitae
SER Associate Member
