.png)
RICHARD W. BERRY, Esq.
Executive Vice President and Director, FINRA Dispute Resolution Services (FDRS)
JONATHAN BORCK
Vice President
Analysis Group
STEPHEN BOUCHARD, ESQ.
Associate Commissioner for Securities, District of Columbia Dept of Insurance, Securities and Banking, NASAA’s Broker-Dealer Section Committee Chair
CHRISTINE LAZARO, ESQ.
Prof of Clinical Legal Education
Director of the Securities Arbitration Clinic
St. John's University
GARRY MCCARTHY, KEYNOTE SPEAKER,
Chief of Police in Willow Springs, Illinois
.jpg)
PETER J. TEPLEY, ESQ.
Partner at Rumberger Kirk, co-chair the Arbitration Panel subcommittee of the ABA Securities Litigation Section
jAMES S. WRONA, ESQ.
Vice President and Associate General Counsel at Financial Industry Regulatory Authority (FINRA)
MEMBER SPEAKERS
ALAN J. BESNOFF
Securities Expert Witness & Litigation Support, LLC
Current SER President
PAUL CARROLL
Sententia, LLC
JERRY DENIGRIS
Riverside Financial Group, LLC
MARTY DIRKS
Investment Strategy & Analysis
.jpg)
ELIZABETH FALK
Falk Financial Analysis
bruce s. foerster
South Beach Capital
Robert E. Graham
REG Consulting
Incoming SER President
DAVID C. HINMAN
Hinman Capital Services (HCS)
james a kyprios
Kyprios International Services, LLC
ROBERT D. LAWSON
Barrington Financial Consulting Group, Inc.
Richard Leisner
Trenam Law
Keith loveland
Loveland Consulting
STUART OBER
Securities Investigations Inc.
WILLIAM H. PURCELL
William H. Purcell Consulting Inc.
LORI RAINERI
Government Financial Strategies
Stuart rosenthal
Evidence Replay
JEFFERY E. SCHAFF
Ardor Fiduciary Services, Ltd.
ROSS TULMAN
TIA Group
